Our Team

• Diploma in Financial Planning

James is currently the Managing Director of RM Capital and a director of RM Corporate Finance. James began with RM Capital in 2002 and has been responsible for the day-to-day management of the License since then.

Over 30 year experience as a financial adviser as well as having worked in various senior management positions for many large ASX listed an un-listed companies.

• Bachelor of Arts
• Bachelor of Science
• Bachelor of Applied Science (Hons)
• Masters in Business Administration
• Graduate Diploma in Applied Finance and Investment

Guy is currently a Director & Corporate Adviser of RM Corporate Finance and RM Capital and is actively involved in a range of corporate initiatives from mergers and acquisitions, initial public offerings to valuations, consulting and corporate advisory roles.

Previous positions include Head of Research at Morgan Stockbroking Limited (Perth) and Corporate Advisor at Tolhurst Noall.

He has also published detailed research on various mineral exploration and mining companies listed on the Australian Securities Exchange.

• Bachelor of Commerce

Over 20 years Investment banking experience including several Executive Director and Managing Director Roles.

Having a particular focus on the small to mid cap sector having been mandated by Companies in the Resources, Energy, Technology and Industrial sectors. In addition to acting as Lead Manager to IPOs and Capital Raisings, Rights Issues and M & A transactions Nathan has acted as Corporate Adviser to dozens of companies.

• Bachelor of Engineering (Civil) (Hons)
• MSc Finance (GPA 16.2)

3 years’ experience in capital markets in Australia and the Netherlands (RM Corporate Finance, ING Bank)

5 years’ project engineering experience at Clough, including the INPEX Ichthys Project and the Chevron Gorgon Project.

• Graduate Diploma of Financial Planning
• Certificates III and IV in Financial Markets
• Diploma in Financial Markets

Kim has worked in financial services since 1986 serving clients at the personal level, including significant experience as a Dealer Principal/Responsible Person for two previous Licensees. Since 2009, Kim has been an Authorised Representative and Private Client Adviser of RM Capital.

• Bachelor of Commerce

Peter’s expertise in the financial markets spans over 25 years and includes capital raising, ASX Listings, transaction due diligence and significantly growing businesses in both the Industrial and Mining sectors.

Extensive marketing experience in Journalism, particularly in radio and television broadcasting.

• Bachelor of Business (Accounting & Finance)
• Graduate Diploma of Financial Planning
• Masters of Applied Finance

Over 15 years’ experience working in financial services providing financial planning and broking services to retail and wholesale clients. Vince has been an Authorised Representative of RM Capital since 2009.

• Diploma of Financial Services (Financial Planning)

Over 19 years experience in the Banking and Financial Industry with the focus in the past 8 years as a Corporate Advisor. His focus has been to advise Small–Medium Enterprises (SME) both private and ASX listed business on strategic planning, capital raising, M&A, and evaluating investment lending structures. He has held senior advisory positions at Citibank Australian and ABN AMRO.

• Diploma of Financial Planning

Over 25 years experience within the stockbroking industry. Prior to joining RM Capital Peter worked as a senior private client adviser as many large Perth firms including, DJ Carmichael and Todd Partners.

Extensive capital raising experience within the resource, mining and biotechnology sectors.

• BA (Hons) Economics
• Diploma of Financial Planning- Australia
• Advanced Diploma of Financial Planning- Australia
• Certified Financial Planner- UK
• Chartered Wealth Manager- UK
• Chartered Associate of London Institute of Banking & Finance- UK

Over 25 years’ experience working in financial services, providing financial planning to retail and wholesale clients.  Paul is authorised in both UK and Australia, a qualified UK Pension transfer specialist and has been an Authorised Representative of RM Capital since 2018.

• Bachelor of Actuarial Studies
• Bachelor of Finance. (Triple Major: Actuary, Quantitative Finance, Accounting).

A fully qualified Actuary, Nate uses mathematical and financial modelling to provide investment and financial advice.

Nate graduated from ANU in 2014 with a Bachelor of Actuarial Studies + Bachelor of Finance. (Triple Major: Actuary, Quantitative Finance, Accounting).

He is also currently WA Deputy Director for Australian Mathematics Trust, focusing on training young Mathematicians to represent WA in national and international competitions.

• Bachelor of Economics
• Masters of Commerce (Financial Planning)

Alec has been providing full service, personal financial advice to clients for over 25 years.

• Diploma of Financial Planning- Australia
• Advanced Diploma of Financial Planning- Australia
• Qualified Financial Adviser- Ireland

Over 15 years’ experience working in financial services, providing financial planning to retail and wholesale clients.  Jason is authorised in both Ireland and Australia, a qualified UK Pension transfer specialist and has been an Authorised Representative of RM Capital since 2018.

• Advanced Diploma Financial Services
• Bachelor of Applied Science

Jon Dixon has over 29 years’ experience in the industry and is a SMSF accredited specialist delivering wealth management services and financial advice to private clients and Self-Managed Super Fund Trustees.