RM Corporate Finance knows emerging companies.

 

We specialise in small to mid-cap companies, providing expertise on capital raising for both listed and unlisted companies, underwriting and sub-underwriting, acquisitions and divestment. 

RM Corporate Finance’s niche position within the Western Australian market provides both corporate, private clients and our Authorized Representatives with unique access to a variety of mezzanine and seed capital raisings as well as a broad range of investment banking transactions that larger firms are not easily able to expose their advisers and client base to. Contact us for more information.

Corporate clients can benefit from our broad range of experience in transactional and advisory services. Our knowledgeable team have years of accumulated experience, specializing in the resources, technology and medical and bioscience sectors. 

From an advisory point of view, our aim is to assist companies to set and meet objectives no matter where they may be in their business lifecycle. We work closely with our clients to provide customized and professional solutions in the following areas;

  • Equity Issues
  • Secondary Equity Issues
  • Crossings
  • Underwriting
  • Mergers and Acquisitions
  • Corporate Advisory
  • Market Intelligence
  • Roadshows and Marketing

RM Corporate Finance knows emerging companies. We specialise in small to mid-cap companies, providing expertise on capital raising for both listed and unlisted companies, underwriting and sub-underwriting, acquisitions and divestment. 

Some of Our Deals

Sophisticated Investor

RM Capital and RM Corporate Finance can give you access to a range of ASX and private deals across small to mid cap companies in a variety of sectors including resources, technology and biotech & pharmaceutical. You will have the opportunity to participate in Sophisticated Investor only deals such as pre-IPO raises and private placements.

What is a Sophisticated Investor?

 

S.708 of the Corporations Act of Australia defines the thresholds that determine if an investor can be identified as sophisticated or wholesale. This section of the Act defines a Sophisticated Investor as someone who satisfies one or both of the following criteria certified by a Chartered Accountant:

 

– A gross income each of the last two financial years of at least $250,000; or

– Net assets of at least $2.5million.

 

Additionally, this type of investor is considered to have adequate investment knowledge and experience to make informed decisions regarding a new offer of securities without requiring the protection of a prospectus.

 

Are you ready to access the latest deals as a Sophisticated Investor? Download our Sophisticated Investor Certificate and return, completed to Bryce Gould (Corporate Finance Manager) via email at bgould@rmcf.com.au

Download Certificate

Some of Our Team

Guy Le Page

Director

Education

  • Bachelor of Arts
  • Bachelor of Science
  • Bachelor of Applied Science (Hons)
  • Masters in Business Administration
  • Graduate Diploma in Applied Finance and Investment

Read More

Guy is currently a Director & Corporate Adviser of RM Corporate Finance and RM Capital and is actively involved in a range of corporate initiatives from mergers and acquisitions, initial public offerings to valuations, consulting and corporate advisory roles.

 

Previous positions include Head of Research at Morgan Stockbroking Limited (Perth) and Corporate Advisor at Tolhurst Noall.

 

He has also published detailed research on various mineral exploration and mining companies listed on the Australian Securities Exchange.

Christopher Wiener

Corporate Finance Manager

Education

  • Bachelor of Commerce majoring in Finance & Accounting
  • Graduate Diploma in Chartered Accounting
  • Graduate Diploma of Applied Corporate Governance

Read More

Chris has over 12 years’ experience in advisory, M&A and capital markets transactions for mid-cap resource and industrial companies. Previously Chris worked at Lazarus Corporate Finance (Director Corporate Finance) and GMP Securities (Director, Corporate Finance). Prior to this Chris was a Senior Analyst at Deloitte Corporate Finance in the valuations team.

Bryce Gould

Authorised Representative

Education

  • Bachelor of Engineering (Civil) (Hons)
  • MSc Finance (GPA 16.2)

Read More

Bryce is currently an authorised representative of RM Corporate Finance (RMCF) and is actively involved in a range of corporate activities including private placements, initial public offerings, mergers and acquisitions and corporate advisory. Since joining RMCF in 2018, Bryce’s focus has been on micro and small cap resources, industrial and technology companies.

 

Prior to this, Bryce worked as a Financial Analyst at ING Bank Amsterdam in their Debt Capital Markets team. Bryce’s career also expands to the oil and gas industry, having worked for 5 years at Clough as a project engineer, where he spent most of his time on the INPEX Ichthys Project and Chevron Gorgon Project.

 

Bryce recently became a Graduate of the Australian Institute of Company Directors.

Mike Pereira

Authorised Representative

Education

  • Diploma of Financial Services (Financial Planning)

Read More

Over 19 years experience in the Banking and Financial Industry with the focus in the past 8 years as a Corporate Advisor. His focus has been to advise Small–Medium Enterprises (SME) both private and ASX listed business on strategic planning, capital raising, M&A, and evaluating investment lending structures. He has held senior advisory positions at Citibank Australian and ABN AMRO.

Mitchell Jones

Representative

Education

  • Bachelor of Commerce

Read More

Mitchell is a Corporate Advisor at RM Corporate Finance with a wealth of experience across equity capital markets, structuring and originating deals,  business strategy, capital raising and marketing. He is an Alumni of UWA with a Bachelor of Commerce (Double major in Investment and Corporate finance).

Andrew Frazer

Representative

Education

  • Bachelor of Commerce
  • Bachelor of Jurisprudence
  • Bachelor of Laws
  • Chartered Financial Analyst

Read More

Andrew has over 30 years of capital markets experience. Previously Andrew was a consultant at Azure Capital, focussed on equity capital market transactions with clients both locally and internationally. Andrew started his career as a stockbroker with Hartley Poynton. He then went on to establish Hartleys’ office in Sydney before joining Patersons Securities. Andrew then moved to Morgan Stanley in 2010.

Want to know more? Contact our team today for more information